Alan is an accomplished regulatory compliance practitioner and has served in the financial services industry and capital markets for over 25 years. He currently serves as the Chief Compliance Officer (CCO) for Marqeta, a FinTech that leverages modern technology and a flexible platform to create innovative payment experiences around the world.

Prior, he served as the Enterprise Chief Compliance Officer of SoFi Technologies (Ticker: SOFI), where he developed, implemented and maintained the Compliance Management Program for the publicly traded holding company and all operating subsidiaries. Alan has also led the compliance programs for FinTechs and traditional financial services companies ranging from Seed to Series B/C, as well as owned a compliance consulting firm for almost 10 years. Alan holds multiple securities and compliance certifications.